Two Major Companies Investigated by Chinese Regulatory Authorities; Six Stocks Face Setbacks Next Week
Highlights
Recent developments have seen 聚石化学 and 豪尔赛 under investigation by the Chinese Securities Regulatory Commission due to potential information disclosure violations. Although investigation is underway, both companies report normal operations. Significantly, next week sees the unlocking of shares valued at approximately 216.78 billion RMB, impacting 38 stocks. This development could challenge stocks, particularly those already underperforming financially.
Sentiment Analysis
- Market reactions are mixed, as the investigations into 聚石化学 and 豪尔赛 create uncertainty among investors.
- The lock-up expiry threatens additional volatility for several stocks, especially where entities are facing financial losses.
- Investors may react cautiously throughout the week as they assess the impact of these unfoldings.
Article Text
The upcoming week presents numerous challenges for investors closely watching 聚石化学 and 豪尔赛, following the announcement of investigations into both companies by the Chinese Securities Regulatory Commission for alleged breaches in information disclosure requirements. These probes, grounded in the regulations of China's Securities Law and Administrative Penalty Law, still allow both companies to operate their business activities without major disruptions. While 聚石化学 specializes in advanced chemical materials, 豪尔赛 continues its business as usual, pledging compliance with investigational requirements.
Financially, 聚石化学 has reported a revenue of 2.963 billion RMB for the first three quarters of 2025, a year-on-year decline of 7.17%, with a modest parent company net profit of 5.7684 million RMB. However, when accounting adjustments are made, the net position turns to a deficit of 24.5322 million RMB. Despite these challenges, 聚石化学’s stock price has risen 43.85% this year to 22.21 RMB per share, placing its market value at nearly 2.7 billion RMB.
Furthermore, next week is significant due to the unlocking of shares in various companies, totaling a staggering 216.78 billion RMB. While larger entities like 南方航空 face substantial unlock figures, smaller companies (e.g., 华洋赛车, 奥特维, 天奈科技, and 奥普科技) have less pressure, with market values below a million RMB unloosed. Notably, 菲菱科思 is next in line regarding unblocking scale with shares totaling 18.71 billion RMB in market value to be de-restricted.
In alert to investors, 38 stocks will be affected, including those displaying negative performances such as 红太阳, 水发燃气, 中望软件, 生物谷, 久其软件, and 必易微 which have experienced financial losses over the past quarters. Consequently, performance signals are crucial with stocks like 剑桥科技 battling both exploratory and challenging market conditions.
In conclusion, market participants should brace themselves for potential shifts, closely surveying these narratives as November unfolds additional complexities. Institutional research engagement remains critical during these periods of transition.
Key Insights Table
| Aspect | Description |
|---|---|
| Investigations | 聚石化学 and 豪尔赛 under investigation for potential disclosure violations. |
| Financial Pressures | 六股 exhibiting financial losses are facing unlock pressures. |
| Unlock Impact | 38 stocks will have restrictions lifted, market value over 216.78 billion RMB. |